Product Page - Common Audit and Risk Assessment Findings: Lessons from the Field
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$350.00 USD
Recording Date(s): November 16, 2023
Cost in Education Club tokens: 2 tokens
Speaker(s): UMACHA's Compliance Team
Length: 60 minutes
Description: UMACHA's Compliance team assists financial institutions and Third-Parties by conducting ACH Audits, as well as ACH, RDC, and Wire Transfer Risk Assessments throughout the year. During these services, our team of auditors has identified several common trends and areas of non-compliance or elevated risk that we want to bring to your attention. This session will provide you with insights into some of the most common issues identified during audit and risk assessment services. This will enable you to go back and validate that your financial institution's processes and procedures comply with the Nacha Operating Rules, regulatory requirements, and relevant FFIEC guidance, allowing you to apply sound risk management controls.
Note: This session was first featured in our November 16th Payments Forum.
Continuing Education Credits: 1.2 AAP/APRP CECs
Additional Information:
Cost in Education Club tokens: 2 tokens
Speaker(s): UMACHA's Compliance Team
Length: 60 minutes
Description: UMACHA's Compliance team assists financial institutions and Third-Parties by conducting ACH Audits, as well as ACH, RDC, and Wire Transfer Risk Assessments throughout the year. During these services, our team of auditors has identified several common trends and areas of non-compliance or elevated risk that we want to bring to your attention. This session will provide you with insights into some of the most common issues identified during audit and risk assessment services. This will enable you to go back and validate that your financial institution's processes and procedures comply with the Nacha Operating Rules, regulatory requirements, and relevant FFIEC guidance, allowing you to apply sound risk management controls.
Note: This session was first featured in our November 16th Payments Forum.
Continuing Education Credits: 1.2 AAP/APRP CECs
Additional Information:
- Upon completion of the purchase, the purchaser will be immediately prompted to download a PDF or zip file. Each PDF will contain a link to view the purchased webinar(s). Access to the recorded webinar(s) is limited to 60 days following the purchase.
- UMACHA is required to collect Sales & Use tax, in addition to Municipal tax (city tax), on the services that are provided in the state of South Dakota, and recorded webinars in the state of Minnesota.